Gregory C. Tevis Attorney and Counselor at Law

I have been associated with the financial services industry for many years, as an enforcement attorney for the SEC, an attorney in private practice and as counsel to the Chef Executive Officer of a division of three first tier New York Stock Exchange firms. Throughout  my twenty three year career as an in-house counsel I was not located in the general counsel's office but was embedded in my business unit. While an in-house counsel I undertook substantial training and education in the business of my division.  During that effort I gained a thorough knowledge of industry standards and practices.  In addition I secured numerous financial services industry licenses and certifications.  Those include FINRA series 3, 7, 8 and 66 licenses, FINRA Certified Regulatory and Compliance Professional and the designation of Certified Financial Planner. As a trusted adviser to management in my division I was often called upon to render my business judgment as well as legal counsel.  I believe that the combination of my experience, knowledge of industry standards and practices, education and training gives me a unique perspective for an attorney in my field of endeavor.

I am currently Senior Corporate Counsel for AIG Advisor Group which owns and operates three broker/dealers for its parent.

My blog can be found at http://gregtevis.blogspot.com/
My copyrighted Observations of an In-House Counsel can be found at:
http://issuu.com/gtevis1031/docs/observations_of_an_in-house_counsel?viewMode=magazine

Further information can also be found at my linkedin site
 http://www.linkedin.com/in/gregorytevis

Thank you for your kind attention and if I may be of service do not hesitate to contact me.